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| Please do not wait for your printed trade confirmation to arrive before sending payment or securities to cover your trades.
You risk missing the settlement date and you may incur late charges and/or Zions Direct may be obligated to take appropriate market action. You can see the total amount
due by going to the Portfolio section, then selecting Balances.
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Please follow the instructions below for mailing your securities to Zions Direct. (Note: You may also transfer securities held for you by another financial institution.)
1.Print your nine-digit Zions Direct account number in the upper right corner on the front and back of each certificate.
2.Appoint Pershing LLC as attorney in the space provided on the back of the certificate.
3.Date and sign the back of each certificate, exactly as the name appears on the front of the certificate. All parties whose names are on the certificate must sign the back of the certificate.
Address for all Securities Sent Overnight, Certified, or Signature Required Mail
Zions Direct
ATTN: Cashier
One South Main Street, 17th Floor
Salt Lake City, UT 84111
If you are depositing a certificate into a custodial account under your state's Uniform Gifts (or Transfers) to Minors Act and the beneficial owner is a minor, the custodian must sign the certificate.
If a certificate is in corporate name, you must send a signed Certificate of Corporate Resolution to Sell and Transfer Securities with a raised seal for each security that is being deposited.
The Certificate of Corporate Resolutions and each certificate must be signed by a corporate officer designated in the Certificate of Corporate Resolutions. Zions Direct may require additional documentation if circumstances dictate.
If you are depositing a certificate into a trust account, all trustees may need to endorse the certificate. Zions Direct may require additional documentation, if circumstances dictate.
If the certificate is registered in a deceased person's name, a custodial name for the benefit of an individual over the age of 18, or if the certificate is not in the name of the accountholder, please call 1-800-524-8875 for instructions.
For questions, please call 1-800-524-8875.
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To transfer assets between two Zions Direct accounts, please contact an Investor Services Representative at 1-800-524-8875 to verify the documentation required to process the transfer request.
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To speak to a Zions Direct representative, call 1-800-524-8875
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